Soft dollar

Results: 196



#Item
81Investment / Business / Financial markets / Brokerage firm / Soft dollar / Broker-dealer / Broker / Financial adviser / Investment broker / Financial economics / Finance / Financial services

J.P. Morgan Securities Inc. on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 16:16:56
82Financial services / Soft dollar / Institutional investors / Collective investment schemes / Brokerage firm / Mutual fund / Hedge fund / Exchange-traded fund / Financial economics / Investment / Finance

E.) TRADE" February 20,2004 Jonathan G. Katz, Secretary,

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Source URL: www.sec.gov

Language: English - Date: 2004-02-27 15:32:08
83Business / Financial economics / Soft dollar / Prime brokerage / Broker / Securities market / Investment banking / Investment broker / Net capital rule / Financial services / Finance / Financial markets

Securities Industry Association on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-12-07 17:19:37
84Investment / Money / Financial services / Financial adviser / Soft dollar / U.S. Securities and Exchange Commission / Brokerage firm / Broker-dealer / Registered Investment Advisor / Finance / Financial economics / Business

T. Rowe Price on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 16:24:41
85Soft dollar / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Government / Finance / United States securities law / Business

Comment Letter on File No. S7-13-05

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Source URL: www.sec.gov

Language: English - Date: 2006-09-07 15:39:19
86Financial services / Financial markets / Soft dollar / Hedge fund / Short / U.S. Securities and Exchange Commission / Christopher Cox / Collective investment scheme / Prime brokerage / Financial economics / Investment / Finance

Managed Funds Association on S7-09-05

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Language: English - Date: 2005-11-25 14:08:46
87Financial services / Institutional investors / Collective investment schemes / Soft dollar / Mutual fund / U.S. Securities and Exchange Commission / Prospectus / Regulation S-K / Hedge fund / Financial economics / Investment / Finance

Capital Research and Capital Research and Management Company 333 South Hope Street Los Angeles, California[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-02-27 15:35:56
88Phenols / Antiemetics / Medicine / Tetrahydrocannabinol / Cannabis / THC / Chemistry / Soft dollar / Brokerage firm / Euphoriants / Entheogens / Cannabinoids

Novcmbcr 28,2005 f i e r r i ~ ta r mn JOHN C. GIESEA scmnty %dm Aa~ocintiorr New Yo& N m Yorlc

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Source URL: www.sec.gov

Language: English - Date: 2005-12-01 17:09:37
89Law / Financial services / Business / Soft dollar / Employee Retirement Income Security Act / Employment compensation / Fiduciary / Financial adviser / Investment Advisor / Finance / Investment / Financial economics

Comment Letter on File No. s7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2006-03-23 14:21:03
90Business / Financial services / Soft dollar / Institutional investors / Financial adviser / Investment Advisers Act / Investment Advisor / Mutual Fund Directors Forum / U.S. Securities and Exchange Commission / Finance / Financial economics / Investment

The FORUM for FUND INDEPENDENT DIRECTORS November 25,2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2005-11-29 16:25:17
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